Strategies for Compliance

This book, An essential resource for board directors, compliance officers and other senior managers, provides an expert introduction to corporate compliance, using cases, examples and insights from the financial services sector and beyond.

Strategies for Compliance

Author: Alan Brener

Publisher: Routledge

ISBN: 9780367337575

Page: 288

View: 813

Compliance is a fundamental control function within regulated industries globally. This book provides an expert introduction to corporate compliance, using cases, examples and insights from the financial services sector and beyond. The author, an experienced compliance practitioner and academic, highlights compliance challenges, using examples such as Wells Fargo, whistleblowing in financial services, and the mis-selling of payment protection insurance in the UK banking sector. The book explores strategies for creating compliant cultures and fostering regulatory trust, whilst practical guidance is provided on anticipating regulatory changes. Addressing organisational obstruction and delay, the author presents a series of valuable tools and techniques for real world practice. An essential professional development resource for board directors, compliance officers and other senior managers, the book also provides a unique learning and development resource for students of corporate compliance globally.

Related Books:

Strategies for Compliance
Language: en
Pages: 288
Authors: Alan Brener
Categories:
Type: BOOK - Published: 2020-12-30 - Publisher: Routledge

Compliance is a fundamental control function within regulated industries globally. This book provides an expert introduction to corporate compliance, using cases, examples and insights from the financial services sector and beyond. The author, an experienced compliance practitioner and academic, highlights compliance challenges, using examples such as Wells Fargo, whistleblowing in
Building a World-Class Compliance Program
Language: en
Pages: 336
Authors: Martin T. Biegelman
Categories: Business & Economics
Type: BOOK - Published: 2008-06-20 - Publisher: John Wiley & Sons

Written by a long-standing practitioner in the field, this timely and critical work is your best source for understanding all the complex issues and requirements associated with corporate compliance. It provides clear guidance for those charged with protecting their companies from financial and reputational risk, litigation, and government intervention, who
Essential Strategies for Financial Services Compliance
Language: en
Pages: 400
Authors: Annie Mills, Peter Haines
Categories: Business & Economics
Type: BOOK - Published: 2015-11-16 - Publisher: John Wiley & Sons

A fully updated edition of the definitive guide to financial regulation In recent years, not only has the compliance field become firmly established, but it has seen staggering growth, thanks to never-ending changes in the regulatory environment. As regulation increases still further, the demand for clear guidance on navigating daily
Solutions for Compliance
Language: en
Pages: 188
Authors: Annie Mills, Peter Haines
Categories: Business enterprises
Type: BOOK - Published: 2004-01-01 - Publisher:

Books about Solutions for Compliance
Strategies for Compliance
Language: en
Pages: 272
Authors: Alan Brener
Categories: Business & Economics
Type: BOOK - Published: 2020-12-02 - Publisher: Routledge

Compliance is a fundamental control function within regulated industries globally. This book provides an expert introduction to corporate compliance using cases, examples and insights from the financial services sector and beyond. The author, an experienced compliance practitioner and academic, highlights compliance challenges, using examples such as Wells Fargo, whistleblowing in